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Reading the graph
Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BEVERLY HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 9, 2010 | n/a | yes | BEVERLY HILLS, CA | Current employment |
| Namcoa | Mixed wealth | Apr 27, 2010 | Nov 9, 2010 | no | MOORESVILLE, NC | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 16, 2000 | Jul 31, 2009 | no | CENTURY CITY, CA|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Namcoa | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 9, 2010 | Nov 9, 2010 | 0 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Namcoa | Jul 31, 2009 | Apr 27, 2010 | 270 | Firm change | Other |