DFX Intelligence

K•••••• J• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

K•••••• J• M•••••••

Advisor at A••••• F•••••••• P•••••••• I•••

DOWNERS GROVE, IL | East Peoria, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e7bf96de-01d3-f738-c180-c85e986216de

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 5
On other graphs: 0
Observed: Jan 2, 2020 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• F•••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• F•••••••• P•••••••• I•••	Independent wealth	Jul 13, 2026	n/a	yes	DOWNERS GROVE, IL\|East Peoria, IL	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jan 2, 2026	Jul 7, 2026	no	Peoria, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	A••••• F•••••••• P•••••••• I•••	Jul 7, 2026	Jul 13, 2026	6	Firm change	Ibd to RIA
L•• F•••••••• L••	M•• I•••••••• S•••••••• L••	Nov 21, 2025	Jan 2, 2026

Relationships

Registered with (5)

→ A••••• F•••••••• P•••••••• I•••Registered adviserregistration: current employment
Jul 13, 2026 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 2, 2026 to Jul 7, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 6, 2024 to Nov 21, 2025factForm ADV
→ O•••• I••••••••• I•••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 7, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 6, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7bf96de-01d3-f738-c180-c85e986216de
First observed: Jan 2, 2020
Last observed: Sep 19, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.