DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kenneth J Mitchell

Ausdal Financial Partners, Inc.independent RIADowners Grove, Il dual registrantIAPD 5886690

Feed of 09/15/2026

Also filed as Kenneth J Mitchell

At current firm

0 y

since Jul 13, 2026

In the industry

15 y

since Jan 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ausdal Financial Partners, Inc. independent RIA current
since Jul 13, 2026 · East Peoria, Il
MML Investors Services, LLC BD affiliated
Jan 2, 2026 to Jul 7, 2026 · Peoria, Il
LPL Financial LLC BD affiliated
May 6, 2024 to Nov 21, 2025 · Peoria, Il
Osaic Institutions, Inc. BD affiliated
Feb 21, 2023 to May 6, 2024 · Peoria, Il
Valic Financial Advisors, Inc. BD affiliated
Jan 2, 2020 to Feb 14, 2023 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

MML Investors Services, LLC to Ausdal Financial Partners, Inc.
left Jul 7, 2026, registered Jul 13, 2026 (6 days) · Affiliated broker-dealer or bank to independent RIA
LPL Financial LLC to MML Investors Services, LLC
left Nov 21, 2025, registered Jan 2, 2026 (42 days) · Affiliated broker-dealer or bank to another
Osaic Institutions, Inc. to LPL Financial LLC
left May 6, 2024, registered May 6, 2024 (0 days) · Affiliated broker-dealer or bank to another
Valic Financial Advisors, Inc. to Osaic Institutions, Inc.
left Feb 14, 2023, registered Feb 21, 2023 (7 days) · Affiliated broker-dealer or bank to another

Signals

Kenneth J Mitchell left Mml Investors Services, Llc for Ausdal Financial Partners, Inc. (registered 2026-07-13)
Jul 7, 2026 · Advisor changed firm · fact
Kenneth J Mitchell left Lpl Financial Llc for Mml Investors Services, Llc (registered 2026-01-02)
Nov 21, 2025 · Advisor changed firm · fact
Kenneth J Mitchell left Osaic Institutions, Inc. for Lpl Financial Llc (registered 2024-05-06)
May 6, 2024 · Advisor changed firm · fact
Kenneth J Mitchell left Valic Financial Advisors, Inc. for Osaic Institutions, Inc. (registered 2023-02-21)
Feb 14, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address