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Advisor at J.P. MORGAN SECURITIES LLC
ROCHESTER HILLS, MI | BLOOMFIELD HILLS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Sep 4, 2014 | n/a | yes | BLOOMFIELD HILLS, MI|BLOOMFIELD HILLS, MI|ROCHESTER HILLS, MI | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Sep 3, 2014 | no | BLOOMFIELD HILLS, MI|ROCHESTER, MI|ROCHESTER HILLS, MI|ROCHESTER, MI | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Sep 26, 2007 | Oct 1, 2012 | no | ROCHESTER, MI|BLOOMFIELD HILLS, MI|BLOOMFIELD HILLS, MI|ROCHESTER HILLS, MI|ROCHESTER HILLS, MI|ROCHESTER, MI|CHICAGO, IL | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Feb 1, 1999 | Oct 31, 2002 | no | ROCHESTER, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| BANC ONE SECURITIES CORPORATION | CHASE INVESTMENT SERVICES CORP. | Oct 31, 2002 | Sep 26, 2007 | 1,791 | Firm change after gap | Other |