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Registered advisor
N•••••• N••• K••••••• B••••
Feed of 09/15/2026
Also filed as N•••••• N••• Diazak•••••••
At current firm
12 y
since Sep 4, 2014
In the industry
34 y
since Mar 28, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Sep 4, 2014 · Bloomfield Hills, Mi
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Sep 3, 2014 · Bloomfield Hills, Mi
- C•••• I••••••••• S••••••• C•••• formerSep 26, 2007 to Oct 1, 2012 · Rochester, Mi
- B••• O•• S••••••••• C••••••••• unclassifiedFeb 1, 1999 to Oct 31, 2002 · Rochester, Mi
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Oct 31, 2002, registered Sep 26, 2007 (1791 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address