DFX Intelligence
Reading the graph
Reading the graph
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Advisor at N••• F•••••• I••••••••• S•••••••• L••
Columbia, TN | Vienna, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N••• F•••••• I••••••••• S•••••••• L•• | Bd affiliated wealth | Aug 30, 2019 | n/a | yes | Vienna, VA|Columbia, TN | Current employment |
| J•••••• M••••••• W••••• M••••••••• L•• | Independent wealth | Apr 26, 2019 | Sep 4, 2019 | no | FLORHAM PARK, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J•••••• M••••••• W••••• M••••••••• L•• | N••• F•••••• I••••••••• S•••••••• L•• | Sep 4, 2019 | Aug 30, 2019 | -5 | Firm change | RIA to ibd |
| W•••• F•••• A••••••• | J•••••• M••••••• W••••• M••••••••• L•• | Apr 30, 2019 | Apr 26, 2019 |
| W•••• F•••• A••••••• | Wirehouse | Jan 31, 2019 | Apr 30, 2019 | no | FOLEY, AL|BIRMINGHAM, AL | Previous registration |
| E••••• J•••• | National bd RIA | Feb 11, 2016 | Oct 22, 2018 | no | Augusta, GA|ST LOUIS, MO|COLUMBIA, TN|Maryland Heights, MO|COLUMBIA, TN | Previous registration |
| -4 |
| Firm change |
| Wirehouse to RIA |
| E••••• J•••• | W•••• F•••• A••••••• | Oct 22, 2018 | Jan 31, 2019 | 101 | Firm change | Ibd to wirehouse |