DFX Intelligence

M•••••• J•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

M•••••• J•••• M•••••

Advisor at G•••••• S•••• W••••• S•••••••• L•••

Dallas, TX

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Search this name across graphsid dfx:ria:e7d109f9-6a91-5f39-5367-0623b47b1c66

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 25, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• S•••• W••••• S•••••••• L•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• S•••• W••••• S•••••••• L•••	Bd affiliated wealth	Jun 30, 2022	n/a	yes	Dallas, TX	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Dec 21, 2020	Apr 19, 2022	no	San Antonio, TX\|Plano, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	G•••••• S•••• W••••• S•••••••• L•••	Apr 19, 2022	Jun 30, 2022	72	Firm change	Wirehouse to ibd
M••••• S••••••	J••• M••••• S••••••••• L••	Nov 19, 2020	Dec 21, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:79:TX:2020-11-19	Nov 19, 2020	Dec 21, 2020	DALLAS, TX	Firm change

Relationships

Registered with (3)

→ G•••••• S•••• W••••• S•••••••• L•••Registered adviserregistration: current employment
Jun 30, 2022 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 21, 2020 to Apr 19, 2022factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jul 25, 2017 to Nov 19, 2020factForm ADV

Dated events

Occurred
Apr 19, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7d109f9-6a91-5f39-5367-0623b47b1c66
First observed: Jul 25, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.