M•••••• J•••• M•••••

• G•••••• S•••• W••••• S•••••••• L••• BD affiliated current
  since Jun 30, 2022 · Dallas, Tx
• J••• M••••• S••••••••• L•• wirehouse
  Dec 21, 2020 to Apr 19, 2022 · San Antonio, Tx
• M••••• S•••••• wirehouse
  Jul 25, 2017 to Nov 19, 2020 · Santa Rosa, Ca

• J••• M••••• S••••••••• L•• to G•••••• S•••• W••••• S•••••••• L•••
  left Apr 19, 2022, registered Jun 30, 2022 (72 days) · Wirehouse to affiliated broker-dealer or bank
• M••••• S•••••• to J••• M••••• S••••••••• L••
  left Nov 19, 2020, registered Dec 21, 2020 (32 days) · Wirehouse to wirehouse · moved with a team

• M•••••• J•••• M••••• left J••• M••••• S••••••••• L•• for G•••••• S•••• W••••• S•••••••• L••• (registered 2022-06-30)
  Apr 19, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

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