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Advisor at WELLS FARGO ADVISORS
ORMOND BEACH, FL | PORT ORANGE, FL | JACKSONVILLE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 8, 2010 | n/a | yes | ORMOND BEACH, FL|PORT ORANGE, FL|JACKSONVILLE, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Jun 29, 2010 | no | ORMOND BEACH, FL|DAYTONA BEACH, FL|JACKSONVILLE, FL | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Nov 5, 2008 | Oct 23, 2009 | no | ORMOND BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jun 29, 2010 | Jul 8, 2010 | 9 | Firm change | Wirehouse to wirehouse |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |