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Advisor at B. RILEY WEALTH ADVISORS, INC.
Allen, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | May 15, 2023 | n/a | yes | Allen, TX | Current employment |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Aug 25, 2020 | Apr 20, 2023 | no | DALLAS, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 30, 2016 | Aug 26, 2020 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | B. RILEY WEALTH ADVISORS, INC. | Apr 20, 2023 | May 15, 2023 | 25 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Aug 26, 2020 | Aug 25, 2020 | -1 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:793:TX:2020-08-26 | Aug 26, 2020 | Aug 25, 2020 | DALLAS, TX | Firm change |