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Advisor at NUTS2INVEST.COM, LLC
TIPP CITY, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NUTS2INVEST.COM, LLC | No RAUM reported | Oct 23, 2012 | n/a | yes | TIPP CITY, OH | Current employment |
| NUTS2INVEST.COM, LLC | No RAUM reported | Oct 23, 2012 | Dec 31, 2020 | no | TIPP CITY, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 17, 2007 | Oct 16, 2012 | no | MIAMISBURG, OH | Previous registration |
| AIM FINANCIAL ADVISORS, LLC | n/a | Jan 11, 2007 | Oct 18, 2007 | no | SPRINGBORO, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NUTS2INVEST.COM, LLC | Oct 16, 2012 | Oct 23, 2012 | 7 | Firm change | Wirehouse to new firm |
| AIM FINANCIAL ADVISORS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 18, 2007 | Oct 17, 2007 | -1 | Firm change | Other |