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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CRESCENT STERLING LTD.

CRESCENT STERLING LTD, CRD 106633

METAIRIE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e7f8ed5d-becd-700d-f4a3-a544dc3384ee

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Mar 28, 2012 to Mar 30, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $210MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $185M
Private client RAUM: $183MderivedItem 5.D individuals plus high net worth individuals
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $52.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 455
Individual clients: 137
High net worth clients: 54
Custody, client assets: $22.5M
SEC number: 801-41821
CRD: 106633
Filings on the tape: 20
First filed: Mar 28, 2012
Latest filed: Mar 30, 2026
Organised: Corporation, LA
Website: crescentsterling.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIAM HOWARD THOMPSON	Certified Financial Planner\|Chartered Financial Analyst	METAIRIE, LA	20	39	n/a	no
MICHAEL THOMAS NOBILE	Certified Financial Planner	METAIRIE, LA	15	36	2	no
TREVOR WILLIAM THOMPSON	n/a	METAIRIE, LA	2	10	n/a	no
Daniel James Jaubert	n/a	METAIRIE, LA	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
THOMPSON, WILLIAM, HOWARD	PRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER	E	yes	08/1992	Mar 28, 2012	Jun 11, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$210M	$185M	7	4	0	n/a	n/a
2024	Mar 28, 2025	$214M	$189M	6	3	0	n/a	n/a
2023	Mar 27, 2024	$212M	$186M	7	4	0	n/a	n/a
2022	Mar 29, 2023	$205M	$177M	7	4	0	n/a	n/a
2021	Mar 30, 2022	$209M	$177M	5	3	0	n/a	n/a
2020	Mar 26, 2021	$186M	$156M	5	3	0	n/a	n/a
2019	Apr 28, 2020	$174M	$144M	5	3	0	n/a	n/a
2018	Mar 28, 2019	$163M	$134M	6	3	0	n/a	n/a
2017	Mar 29, 2018	$174M	$144M	6	3	0	n/a	n/a
2016	Mar 30, 2017	$158M	$128M	6	3	n/a	n/a	n/a
2015	Mar 29, 2016	$145M	$120M	5	2	n/a	n/a	n/a
2014	Mar 30, 2015	$146M	$119M	5	2	n/a	n/a	n/a
2013	Mar 28, 2014	$136M	$111M	5	2	n/a	n/a	n/a
2012	Mar 26, 2013	$140M	$117M	5	2	n/a	n/a	n/a
2011	Mar 28, 2012	$140M	$118M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$210M	$214M	-1.8%	$205M	0.8%	7	6	0	0

Relationships

Registered with (8)

← Daniel James JaubertAdvisorregistration: current employment
Oct 10, 2025 to presentfactForm ADV
← TREVOR WILLIAM THOMPSONAdvisorregistration: current employment
Mar 2, 2024 to presentfactForm ADV
← MICHAEL THOMAS NOBILEAdvisorregistration: current employment
Jun 10, 2011 to presentfactForm ADV
← WILLIAM HOWARD THOMPSONAdvisorregistration: current employment
May 26, 2006 to presentfactForm ADV
← MITCHELL ROBERT BORDELONAdvisorregistration: previous registration
Feb 22, 2017 to Jul 3, 2024factForm ADV
← BRANDON BERGERONAdvisorregistration: previous registration
Jul 8, 2022 to Jul 24, 2023factForm ADV
← Katrina Jael KourkoutisAdvisorregistration: previous registration
Nov 5, 2016 to Dec 8, 2016factForm ADV
← HELEN EILEEN GRAFAdvisorregistration: previous registration
May 26, 2006 to May 7, 2010factForm ADV

Controls (1)

← THOMPSON, WILLIAM, HOWARDOwnerPRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 28, 2012 to Jun 11, 2024factForm ADV

Dated events

Occurred
Jul 3, 2024
Advisor changed firm
Mitchell Robert Bordelon left Crescent Sterling Ltd. for Dumaine Investments Llc (registered 2024-07-08)
Form ADVobserved 5 days ago
Occurred
Jul 24, 2023
Advisor changed firm
Brandon Bergeron left Crescent Sterling Ltd. for Wealthview Capital, Llc (registered 2023-08-28)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7f8ed5d-becd-700d-f4a3-a544dc3384ee
First observed: Mar 28, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CRESCENT STERLING LTD.

CRESCENT STERLING LTD, CRD 106633

METAIRIE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e7f8ed5d-becd-700d-f4a3-a544dc3384ee

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILLIAM HOWARD THOMPSON

Certified Financial Planner|Chartered Financial Analyst

METAIRIE, LA

n/a

MICHAEL THOMAS NOBILE

Certified Financial Planner

METAIRIE, LA

TREVOR WILLIAM THOMPSON

n/a

METAIRIE, LA

n/a

Daniel James Jaubert

n/a

METAIRIE, LA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

THOMPSON, WILLIAM, HOWARD

PRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER

yes

08/1992

Mar 28, 2012

Jun 11, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$210M

$185M

n/a

2024

Mar 28, 2025

$214M

$189M

n/a

2023

Mar 27, 2024

$212M

$186M

n/a

2022

Mar 29, 2023

$205M

$177M

n/a

2021

Mar 30, 2022

$209M

$177M

n/a

2020

Mar 26, 2021

$186M

$156M

n/a

2019

Apr 28, 2020

$174M

$144M

n/a

2018

Mar 28, 2019

$163M

$134M

n/a

2017

Mar 29, 2018

$174M

$144M

n/a

2016

Mar 30, 2017

$158M

$128M

n/a

2015

Mar 29, 2016

$145M

$120M

n/a

2014

Mar 30, 2015

$146M

$119M

n/a

2013

Mar 28, 2014

$136M

$111M

n/a

2012

Mar 26, 2013

$140M

$117M

n/a

2011

Mar 28, 2012

$140M

$118M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$210M

$214M

-1.8%

$205M

0.8%