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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

BRANDON BERGERON

Advisor at CETERA INVESTMENT ADVISERS LLC

NEW ORLEANS, LA

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Search this name across graphsid dfx:ria:7a297ba5-afbf-527c-4c45-4a5ec39f67b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 0
Observed: Oct 4, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Sep 25, 2019
First registration: Oct 4, 2019
Dual registered: yes, broker-dealer
Other names: Brandon Allen Bergeron|Brandon A Bergeron|Brandon Bergeron
IAPD individual key: 7184596

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	May 27, 2026	n/a	yes	NEW ORLEANS, LA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 3, 2025	May 21, 2026	no	Metairie, LA\|NEW ORLEANS, LA	Previous registration
COOKSON PEIRCE WEALTH MANAGEMENT	Independent wealth	Feb 12, 2025	Jun 13, 2025	no	Greenville, SC\|PITTSBURGH, PA	Previous registration
WEALTHVIEW CAPITAL, LLC	Independent wealth	Aug 28, 2023	Jan 27, 2025	no	NEW ORLEANS, LA\|JACKSON, MS	Previous registration
CRESCENT STERLING LTD.	Independent wealth	Jul 8, 2022	Jul 24, 2023	no	METAIRIE, LA	Previous registration
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Oct 4, 2019	May 13, 2022	no	Mandevilla, LA\|Metairie, LA\|Gulfport, MS\|Baton Rouge, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	CETERA INVESTMENT ADVISERS LLC	May 21, 2026	May 27, 2026	6	Firm change	Ibd to ibd
COOKSON PEIRCE WEALTH MANAGEMENT	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 13, 2025	Oct 3, 2025	112	Firm change	RIA to ibd
WEALTHVIEW CAPITAL, LLC	COOKSON PEIRCE WEALTH MANAGEMENT	Jan 27, 2025	Feb 12, 2025	16	Firm change	RIA to RIA
CRESCENT STERLING LTD.	WEALTHVIEW CAPITAL, LLC	Jul 24, 2023	Aug 28, 2023	35	Firm change	RIA to RIA
AE WEALTH MANAGEMENT, LLC	CRESCENT STERLING LTD.	May 13, 2022	Jul 8, 2022	56	Firm change	Ibd to RIA

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
May 27, 2026 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 3, 2025 to May 21, 2026factForm ADV
→ COOKSON PEIRCE WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 12, 2025 to Jun 13, 2025factForm ADV
→ WEALTHVIEW CAPITAL, LLCRegistered adviserregistration: previous registration
Aug 28, 2023 to Jan 27, 2025factForm ADV
→ CRESCENT STERLING LTD.Registered adviserregistration: previous registration
Jul 8, 2022 to Jul 24, 2023factForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 4, 2019 to May 13, 2022factForm ADV

Dated events

Occurred
May 21, 2026
Advisor changed firm
Brandon Bergeron left Ameriprise Financial Services, Llc for Cetera Investment Advisers Llc (registered 2026-05-27)
Form ADVobserved 6 days ago
Occurred
Jun 13, 2025
Advisor changed firm
Brandon Bergeron left Cookson Peirce Wealth Management for Ameriprise Financial Services, Llc (registered 2025-10-03)
Form ADVobserved 6 days ago
Occurred
Jan 27, 2025
Advisor changed firm
Brandon Bergeron left Wealthview Capital, Llc for Cookson Peirce Wealth Management (registered 2025-02-12)
Form ADVobserved 6 days ago
Occurred
Jul 24, 2023
Advisor changed firm
Brandon Bergeron left Crescent Sterling Ltd. for Wealthview Capital, Llc (registered 2023-08-28)
Form ADVobserved 6 days ago
Occurred
May 13, 2022
Advisor changed firm
Brandon Bergeron left Ae Wealth Management, Llc for Crescent Sterling Ltd. (registered 2022-07-08)
Form ADVobserved 6 days ago