DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W••••••• C•••••• M••••••••• I••
CARY, NC | ROCKY MOUNT, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••••• C•••••• M••••••••• I•• | Independent wealth | Feb 9, 2011 | n/a | yes | CARY, NC|ROCKY MOUNT, NC | Current employment |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Apr 21, 2003 | Jan 27, 2011 | no | DURHAM, NC|DURHAM, NC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V•••• F•••••••• A•••••••• I••• | W••••••• C•••••• M••••••••• I•• | Jan 27, 2011 | Feb 9, 2011 | 13 | Firm change | Other |
| R•• C•••••• M••••••• L•• | V•••• F•••••••• A•••••••• I••• | Apr 29, 2003 | Apr 21, 2003 |
| R•• C•••••• M••••••• L•• | National bd RIA | Oct 18, 2002 | Apr 29, 2003 | no | FUQUAY-VARINA, NC | Previous registration |
| J•• L•••••• S••••••••• I••• | n/a | Dec 31, 2001 | Oct 21, 2002 | no | FUQAY-VARINA, NC | Previous registration |
| -8 |
| Firm change |
| Other |
| J•• L•••••• S••••••••• I••• | R•• C•••••• M••••••• L•• | Oct 21, 2002 | Oct 18, 2002 | -3 | Firm change | Other |