RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• M•••••• G•••••••
- W••••••• C•••••• M••••••••• I•• independent RIA currentsince Feb 9, 2011 · Cary, Nc
- V•••• F•••••••• A•••••••• I••• BD affiliatedApr 21, 2003 to Jan 27, 2011 · Durham, Nc
- R•• C•••••• M••••••• L•• national BDOct 18, 2002 to Apr 29, 2003 · Fuquay-Varina, Nc
- J•• L•••••• S••••••••• I••• unclassifiedDec 31, 2001 to Oct 21, 2002 · Fuqay-Varina, Nc
- V•••• F•••••••• A•••••••• I••• to W••••••• C•••••• M••••••••• I••left Jan 27, 2011, registered Feb 9, 2011 (13 days) · Other
- R•• C•••••• M••••••• L•• to V•••• F•••••••• A•••••••• I•••left Apr 29, 2003, registered Apr 21, 2003 (-8 days) · Other
- J•• L•••••• S••••••••• I••• to R•• C•••••• M••••••• L••left Oct 21, 2002, registered Oct 18, 2002 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address