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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

WILLIAM CLARK FRASER

Advisor at CETERA INVESTMENT ADVISERS LLC

BUTLER, PA

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Search this name across graphsid dfx:ria:e80b0793-6d9b-54f3-9fbf-a83acd161f1c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 22, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Apr 1, 1996
First registration: May 22, 2008
Dual registered: yes, broker-dealer
Other names: WILLIAM CLARK FRASER|WILLIAM CLARK FRASER
IAPD individual key: 2703245

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	BUTLER, PA	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	May 17, 2022	Sep 5, 2025	no	BUTLER, PA	Previous registration
HEFREN-TILLOTSON, INC.	Former SEC adviser	May 22, 2008	May 17, 2022	no	BUTLER, PA\|PITTSBURGH, PA\|PITTSBURGH, PA\|PITTSBURGH, PA\|Butler, PA\|WEXFORD, PA\|Butler, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
HEFREN-TILLOTSON, INC.	AVANTAX ADVISORY SERVICES	May 17, 2022	May 17, 2022	0	Firm change	RIA to ibd

Relationships

Registered with (3)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
May 17, 2022 to Sep 5, 2025factForm ADV
→ HEFREN-TILLOTSON, INC.Registered adviserregistration: previous registration
May 22, 2008 to May 17, 2022factForm ADV

Dated events

Occurred
May 17, 2022
Advisor changed firm
William Clark Fraser left Hefren-Tillotson, Inc. for Avantax Advisory Services (registered 2022-05-17)
Form ADVobserved 5 days ago