DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F••••• O••••• R•••••••• L••
BETHESDA, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••• O••••• R•••••••• L•• | Independent wealth | Mar 28, 2024 | n/a | yes | BETHESDA, MD | Current employment |
| G••••• A•••• I••••••••• M••••••••• L•• | Former SEC adviser | May 2, 2012 | Feb 5, 2015 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G••••• A•••• I••••••••• M••••••••• L•• | F••••• O••••• R•••••••• L•• | Feb 5, 2015 | Mar 28, 2024 | 3,339 | Firm change after gap | Other |
| G•• F••••• W••••• M••••••••• C••••••••• | G••••• A•••• I••••••••• M••••••••• L•• | Apr 23, 2010 | May 2, 2012 |
| G•• F••••• W••••• M••••••••• C••••••••• | n/a | Apr 21, 2008 | Apr 23, 2010 | no | MCLEAN, VA | Previous registration |
| F••••• O••••• R•••••••• L•• | Independent wealth | Aug 15, 2007 | Jul 14, 2008 | no | BETHESDA, MD | Previous registration |
| P••••••• I••••••••• A•••••••• L•• | Former SEC adviser | Mar 21, 2006 | Sep 12, 2007 | no | ASHBURN, VA | Previous registration |
| H• B•••• I••• | Former SEC adviser | Jul 5, 2005 | Jul 9, 2007 | no | WASHINGTON, DC | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Mar 14, 2003 | Jul 7, 2005 | no | CHEVY CHASE, MD | Previous registration |
| M••••• S•••••• D• I••• | n/a | Jun 24, 1999 | Mar 19, 2003 | no | ALEXANDRIA, VA | Previous registration |
| 740 |
| Firm change after gap |
| Other |
| F••••• O••••• R•••••••• L•• | G•• F••••• W••••• M••••••••• C••••••••• | Jul 14, 2008 | Apr 21, 2008 | -84 | Firm change after gap | Other |
| P••••••• I••••••••• A•••••••• L•• | F••••• O••••• R•••••••• L•• | Sep 12, 2007 | Aug 15, 2007 | -28 | Firm change | Other |
| H• B•••• I••• | P••••••• I••••••••• A•••••••• L•• | Jul 9, 2007 | Mar 21, 2006 | -475 | Firm change after gap | Other |
| B••• O• A•••••• I••••••••• S•••••••• I••• | H• B•••• I••• | Jul 7, 2005 | Jul 5, 2005 | -2 | Firm change | Other |
| M••••• S•••••• D• I••• | B••• O• A•••••• I••••••••• S•••••••• I••• | Mar 19, 2003 | Mar 14, 2003 | -5 | Firm change | Other |