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CRD 135835
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GLOBAL ARENA HOLDING INC | Owner | E | yes | 04/2009 | Oct 5, 2012 | Feb 27, 2015 |
| RICHER, RONALD, G | MANAGING PARTNER | Na | yes | 03/2013 | Mar 21, 2013 | Feb 27, 2015 |
| HAGERMAN, BRIAN, JOSEPH | CHIEF COMPLIANCE OFFICER | Na | no | 03/2010 | Mar 30, 2012 | Feb 27, 2015 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| GLOBAL ARENA CAPITAL CORP | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Feb 27, 2015 | n/a | n/a | 2 | 1 | n/a | n/a | n/a |
| 2013 | May 5, 2014 | $3.0M | $3.0M | 2 | 1 | n/a | n/a | n/a |
| 2012 | May 1, 2013 | $300,000 | $300,000 | 6 | 6 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $59.8M | $59.8M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | n/a | $3.0M | n/a | $59.8M | n/a | 2 | 2 | n/a | n/a |