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E•••• A• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

E•••• A• W•••

Advisor at C• W••••• M••••••••• L••

Salem, VA | SCHAUMBURG, IL

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Search this name across graphsid dfx:ria:e814022b-647c-9ff0-02b5-77fb1a3fb32e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 25, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 16, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C• W••••• M••••••••• L••	Independent wealth	Mar 9, 2012	n/a	yes	SCHAUMBURG, IL\|Salem, VA	Current employment
F•••••••• A••••••• G•••• L•••••	Independent wealth	May 15, 2008	Mar 9, 2012	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• A••••••• G•••• L•••••	C• W••••• M••••••••• L••	Mar 9, 2012	Mar 9, 2012	0	Firm change	Other
R••••••••• P••••••• A•• C••••••••• G••••• L••	F•••••••• A••••••• G•••• L•••••	Dec 31, 2007

Relationships

Registered with (5)

→ C• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 9, 2012 to presentfactForm ADV
→ F•••••••• A••••••• G•••• L•••••Registered adviserregistration: previous registration
May 15, 2008 to Mar 9, 2012factForm ADV
→ R••••••••• P••••••• A•• C••••••••• G••••• L••Registered adviserregistration: previous registration
Jun 18, 2007 to Dec 31, 2007factForm ADV
→ O•••• F•• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e814022b-647c-9ff0-02b5-77fb1a3fb32e
First observed: Feb 25, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.