DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E•••• A• W•••

C• W••••• M••••••••• L••independent RIASalem, Va dual registrantIAPD 2282355

Feed of 09/14/2026

Also filed as Eddie W•••

At current firm

14 y

since Mar 9, 2012

In the industry

33 y

since Oct 16, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C• W••••• M••••••••• L•• independent RIA current
since Mar 9, 2012 · Schaumburg, Il
F•••••••• A••••••• G•••• L••••• independent RIA
May 15, 2008 to Mar 9, 2012 · Roanoke, Va
R••••••••• P••••••• A•• C••••••••• G••••• L•• unclassified
Jun 18, 2007 to Dec 31, 2007 · Radford, Va
O•••• F•• I••• former
Nov 22, 2005 to Jan 9, 2006 · Roanoke, Va
E•••••••• A•••••••• L•• national BD
Feb 25, 2000 to Nov 24, 2003 · Roanoke, Va

Moves

a registration end followed by a registration begin elsewhere

F•••••••• A••••••• G•••• L••••• to C• W••••• M••••••••• L••
left Mar 9, 2012, registered Mar 9, 2012 (0 days) · Other
R••••••••• P••••••• A•• C••••••••• G••••• L•• to F•••••••• A••••••• G•••• L•••••
left Dec 31, 2007, registered May 15, 2008 (136 days) · Other
O•••• F•• I••• to R••••••••• P••••••• A•• C••••••••• G••••• L••
left Jan 9, 2006, registered Jun 18, 2007 (525 days) · Other
E•••••••• A•••••••• L•• to O•••• F•• I•••
left Nov 24, 2003, registered Nov 22, 2005 (729 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address