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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

ALEXANDRA SUSAN MARTINI

Advisor at WELLS FARGO ADVISORS

ST. LOUIS, MO | Charlotte, NC

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 16, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 16, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 16, 1998
First registration: Sep 16, 1998
Dual registered: yes, broker-dealer
Other names: ALEXANDRA SUSAN ASHWORTH|ALEXANDRA S MARTINI|SUSAN ALEXANDRA MARTINI|ALEX MARTINI
IAPD individual key: 2721822

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	May 31, 2012	n/a	yes	ST. LOUIS, MO\|Charlotte, NC	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	May 22, 2012	no	ORLANDO, FL\|TAMPA, FL\|TAMPA, FL\|TAMPA, FL\|TAMPA, FL\|WINTER PARK, FL	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Feb 14, 2008	Oct 23, 2009	no	TAMPA, FL	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jan 5, 2004	May 10, 2007	no	ST. PETERSBURG, FL\|ST. PETERSBURG, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 16, 1998	Dec 5, 2002	no	TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	May 22, 2012	May 31, 2012	9	Firm change	Wirehouse to wirehouse
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BANC OF AMERICA INVESTMENT SERVICES, INC.	Dec 5, 2002	Jan 5, 2004	396	Firm change	Other

Relationships

Registered with (3)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
May 31, 2012 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to May 22, 2012factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Feb 14, 2008 to Oct 23, 2009factForm ADV

Dated events

No dated event names this entity yet.