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Advisor at OSAIC WEALTH, INC.
WHITE PLAINS, NY | West Hollywood, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jul 30, 2024 | n/a | yes | WHITE PLAINS, NY|West Hollywood, CA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Nov 12, 2020 | Aug 1, 2024 | no | WHITE PLAINS, NY | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Feb 21, 2019 | Nov 12, 2020 | no | White Plains, NY | Previous registration |
| SPIRIT OF AMERICA MANAGEMENT CORP | Asset manager | May 23, 2018 | Feb 7, 2019 | no | White Plains, NY|SYOSSET, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | OSAIC WEALTH, INC. | Aug 1, 2024 | Jul 30, 2024 | -2 | Firm change | Ibd to ibd |
| FIRST ALLIED ADVISORY SERVICES, INC. | CETERA INVESTMENT ADVISERS LLC | Nov 12, 2020 | Nov 12, 2020 | 0 | Bulk transfer | Ibd to ibd |
| SPIRIT OF AMERICA MANAGEMENT CORP | FIRST ALLIED ADVISORY SERVICES, INC. | Feb 7, 2019 | Feb 21, 2019 | 14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:23131:NY:2024-08-01 | Aug 1, 2024 | Jul 30, 2024 | WHITE PLAINS, NY | Firm change |