DFX Intelligence

L••• D• J•••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

L••• D• J•••• A•••••

Advisor at S••••• A••••••• G•••• I••

SAN JUAN, PR | San Juan, PR

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Search this name across graphsid dfx:ria:e820a698-3fe1-feb0-cf30-4191aa60815e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 18, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A••••••• G•••• I••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• A•••••••	Bd affiliated wealth	Dec 1, 2021	n/a	yes	San Juan, PR	Current employment
S••••• A••••••• G•••• I••	State registered	Apr 23, 2018	n/a	yes	SAN JUAN, PR	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• L•••• I••••••••• A•••••••• L••	S••••• A••••••• G•••• I••	Jun 11, 2019	Apr 23, 2018	-414	Firm change after gap	Other
S••••• A••••••• G•••• I••	H••••• L•••• I••••••••• A•••••••• L••	Dec 31, 2017	Sep 20, 2017

Relationships

Registered with (3)

→ A••••••• W••••• A•••••••Registered adviserregistration: current employment
Dec 1, 2021 to presentfactForm ADV
→ S••••• A••••••• G•••• I••Registered adviserregistration: previous registration
Mar 17, 2016 to Dec 31, 2017factForm ADV
→ H••••• L•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 20, 2017 to Jun 11, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e820a698-3fe1-feb0-cf30-4191aa60815e
First observed: Nov 18, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.