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R•••• L••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

R•••• L••• K•••••

Advisor at K••••• F•••••••• P•••••••

SARASOTA, FL | EMPORIUM, PA

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Search this name across graphsid dfx:ria:e82c164f-9525-755c-9c62-48938c3d0646

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 22, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• F•••••••• P•••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O••••• I••••••••• A••••••• L••	Independent wealth	Jan 19, 2022	n/a	yes	EMPORIUM, PA\|SARASOTA, FL	Current employment
K••••• F•••••••• P•••••••	State registered	Jan 14, 2022	n/a	yes	EMPORIUM, PA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•• A•••••••• L••	K••••• F•••••••• P•••••••	Dec 31, 2013	Jan 14, 2022	2,936	Firm change after gap	Other

Relationships

Registered with (3)

→ O••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jan 19, 2022 to presentfactForm ADV
→ K••••• F•••••••• P•••••••Registered adviserregistration: current employment
Jan 14, 2022 to presentfactForm ADV
→ C•• A•••••••• L••Registered adviserregistration: previous registration
Dec 22, 2011 to Dec 31, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e82c164f-9525-755c-9c62-48938c3d0646
First observed: Dec 22, 2011
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.