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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
LITTLE ROCK, AR | North Little Rock, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 3, 2023 | n/a | yes | North Little Rock, AR|LITTLE ROCK, AR | Current employment |
| SOWELL MANAGEMENT | Independent wealth | Jan 5, 2022 | Jul 28, 2023 | no | NORTH LITTLE ROCK, AR | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Jul 8, 2014 | Jul 16, 2015 | no | LITTLE ROCK, AR | Previous registration |
| EDWARD JONES | National bd RIA | Oct 1, 2013 | May 19, 2014 | no | N LITTLE ROCK, AR|NORTH LITTLE ROCK, AR|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SOWELL MANAGEMENT | AMERIPRISE FINANCIAL SERVICES, LLC | Jul 28, 2023 | Aug 3, 2023 | 6 | Firm change | RIA to ibd |
| NFP ADVISOR SERVICES, LLC | SOWELL MANAGEMENT | Jul 16, 2015 | Jan 5, 2022 | 2,365 | Firm change after gap | Other |
| EDWARD JONES | NFP ADVISOR SERVICES, LLC | May 19, 2014 | Jul 8, 2014 | 50 | Firm change | Other |