DFX Intelligence

Y••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

Y••••••• M••••••••• L••

CRD 326764

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:e8325aed-f473-3949-2375-b095721b2db8

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 9
On other graphs: 2
Observed: May 30, 2023 to Mar 31, 2026
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Y••••••• M••••••••• L••

Venture manager · key crd, key sfn adviser, shared crd

Allocatorsidentity

Y••••••• M••••••••• L••

Manager with allocator commitments · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.46 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1B••• Locked
Discretionary RAUM: $523M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
Y••••••• F••• I• L•	Venture Capital Fund	$263M	Mar 31, 2026	53	May 30, 2023	reported	021-488059
Y••••••• F••• I•• L•	Venture Capital Fund	$259M	Mar 31, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••••• A•••• R•••••	CHIEF OPERATING OFFICER	Na	yes	05/2023	May 30, 2023	May 8, 2024
J•••• R•••• P•••	Member	D	yes	03/2022	May 30, 2023	May 8, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
Y••••••• G• I• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$866M	31.1%	n/a	n/a	18	16	1	1

Relationships

Advises (3)

→ Y••••••• F••• I• L•Private fundVenture Capital Fund, IA
May 30, 2023 to presentfactForm ADV
→ F••••••• F••• I• L•Private fundVenture Capital Fund, IA
Mar 31, 2026 to presentfactForm ADV
→ Y••••••• F••• I•• L•Private fundVenture Capital Fund, IA
Mar 31, 2026 to presentfactForm ADV

Controls (4)

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$269M
Occurred
Mar 31, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$291M
Occurred
Mar 31, 2026
Ria principal change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e8325aed-f473-3949-2375-b095721b2db8
First observed: May 30, 2023
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.