DFX Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Y••••••• M••••••••• L••

Other adviserSEC-registered3 private funds· San Francisco, Californiawebsite

Other adviser, based in San Francisco, California, reporting $1.1B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-31 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $1.1B
Advisors: 0
Net advisor flow, 12 months: Not established
RAUM change, last fiscal year: +31%
Private clients: 0.0% of RAUM

Advisors Advisor movement Where the RAUM sits

As of 2026-03-31 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

Reported RAUM grew +31% over the last fiscal year, to $1.1B.
2026-03-31
RAUM a year earlier $866MRAUM now $1.1B
discretionary share of RAUM moved from 29.0% to 46.0% between the annual amendments of 2025-03-31 and 2026-03-31
2026-03-31
discretionary share of RAUM 0.460900027699949
2 published business contact points are on record, each with its source.
Contact points 2

Every filed figure, and the identifiersCRD 326764 · SEC 801-128248 · 6 filingsShow

CRD 326764SEC 801-128248First filing on the tape May 30, 2023, latest Mar 31, 2026SEC status approved since Jul 13, 2023IAPD

RAUM

$1.1B

reported, Item 5.F

Discretionary

46%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

9 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

6 filings and snapshots on the tape

RAUM$1.1B as of Mar 31, 2026

Mar 28, 2024$929M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 28, 20240 then

Employees (5.A)18 as of Mar 31, 2026

Mar 28, 202413 then

Private funds3 as of Mar 31, 2026

Mar 28, 20241 then

RAUM +31% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $189MderivedRAUM over accounts (5.F.2.f)
Discretionary: 46%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: +31%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: $523M, 3 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$523M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 6reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $523M for 3 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=0.46 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

3 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Y••••••• F••• I• L•	Venture Capital Fund	$263M	53	May 30, 2023
Y••••••• F••• I•• L•	Venture Capital Fund	$259M	37	Mar 31, 2026
F••••••• F••• I• L•	Venture Capital Fund	$1.0M	5	Mar 31, 2026

Owners and control persons

Schedule A and B, latest filing

D••••••••• A•••• R••••• · Chief Operating Officercontrol
since 05/2023 · owns less than 5%
J•••• R•••• P••• · Membercontrol
since 03/2022 · owns 50% to 75%
K•••••• C•••••• A•• · Chief Compliance Officer, General Counselcontrol
since 05/2023 · owns less than 5%
M•••••• D•••••• P•••••• · Membercontrol
since 05/2023 · owns 25% to 50%

Related persons

Schedule D 7.A

Y••••••• G• I• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

, 1 employees

ADV anomalies

2 against comparable advisers; where to look, not conclusions

discretionary share shiftChange between filings · filing Mar 31, 2026
discretionary share of RAUM moved from 29.0% to 46.0% between the annual amendments of 2025-03-31 and 2026-03-31
peers: other advisers, $1B to $5B (247)
private fund count surgeChange between filings · filing Mar 31, 2026
private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (73 comparable advisers, 93.0th percentile of changes)
peers: other advisers, $1B to $5B (73) · 93% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 5 to 6
Mar 31, 2025 to Mar 31, 2026
Pooled vehicle clients · 2 to 3
Mar 31, 2025 to Mar 31, 2026
Assets in custody · $255M to $523M
Mar 31, 2025 to Mar 31, 2026
Employees · 16 to 18
Mar 31, 2025 to Mar 31, 2026
Private funds · 2 to 3
Mar 31, 2025 to Mar 31, 2026
Discretionary RAUM · $255M to $523M
Mar 31, 2025 to Mar 31, 2026
Non-discretionary RAUM · $611M to $612M
Mar 31, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $255M to $523M
Mar 31, 2025 to Mar 31, 2026
RAUM · $866M to $1.1B
Mar 31, 2025 to Mar 31, 2026
Accounts · 4 to 5
May 8, 2024 to Mar 31, 2025
Advisory employees · 7 to 9
May 8, 2024 to Mar 31, 2025
Pooled vehicle clients · 1 to 2
May 8, 2024 to Mar 31, 2025
Assets in custody · $233M to $255M
May 8, 2024 to Mar 31, 2025
Employees · 13 to 16
May 8, 2024 to Mar 31, 2025
Financial planning clients · unset to
May 8, 2024 to Mar 31, 2025
Private funds · 1 to 2
May 8, 2024 to Mar 31, 2025
Discretionary RAUM · $233M to $255M
May 8, 2024 to Mar 31, 2025
Non-discretionary RAUM · $696M to $611M
May 8, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $233M to $255M
May 8, 2024 to Mar 31, 2025
RAUM · $929M to $866M
May 8, 2024 to Mar 31, 2025
Assets in custody · $205M to $233M
Nov 9, 2023 to Mar 28, 2024
Employees · 12 to 13
Nov 9, 2023 to Mar 28, 2024
Discretionary RAUM · $205M to $233M
Nov 9, 2023 to Mar 28, 2024
Non-discretionary RAUM · $763M to $696M
Nov 9, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $205M to $233M
Nov 9, 2023 to Mar 28, 2024
RAUM · $968M to $929M
Nov 9, 2023 to Mar 28, 2024
Accounts · 0 to 4
May 30, 2023 to Nov 9, 2023
Advisory employees · 8 to 7
May 30, 2023 to Nov 9, 2023
Advisory activities · 1 to 2
May 30, 2023 to Nov 9, 2023
Pooled vehicle clients · 0 to 1
May 30, 2023 to Nov 9, 2023
Assets in custody · $0 to $205M
May 30, 2023 to Nov 9, 2023
Employees · 10 to 12
May 30, 2023 to Nov 9, 2023
Other offices · 0 to 1
May 30, 2023 to Nov 9, 2023
Discretionary RAUM · $0 to $205M
May 30, 2023 to Nov 9, 2023
Non-discretionary RAUM · $0 to $763M
May 30, 2023 to Nov 9, 2023
Pooled vehicle RAUM · $0 to $205M
May 30, 2023 to Nov 9, 2023
RAUM · $0 to $968M
May 30, 2023 to Nov 9, 2023

Signals

9 dated events

••• Locked
Mar 31, 2026 · RAUM change · derived
••• Locked
Mar 31, 2026 · private fund first reported · fact
••• Locked
Mar 31, 2026 · ria principal change · derived
••• Locked
Mar 31, 2026 · ria principal change · fact
••• Locked
Mar 31, 2026 · Control person joined · fact
••• Locked
Mar 31, 2026 · Control person left · inference
••• Locked
Mar 31, 2026 · private fund first reported · fact
••• Locked
Mar 31, 2026 · ria private fund assets change · fact
••• Locked
May 30, 2023 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

Y••••••• M••••••••• L•• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026