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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

LOUIS JOSEPH CIAVARELLA

Advisor at R. F. LAFFERTY & CO., INC.

Downington, PA | NEW YORK, NY | Chadds Ford, PA

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Search this name across graphsid dfx:ria:e834dc4d-0d4e-2751-b37e-89057bbc5690

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 17, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R. F. LAFFERTY & CO., INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 20, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 20, 2007
First registration: Apr 17, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 5283039

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R. F. LAFFERTY & CO., INC.	Bd affiliated wealth	Apr 1, 2016	n/a	yes	Downington, PA\|Chadds Ford, PA\|NEW YORK, NY\|NEW YORK, NY	Current employment
FULCRUM ADVISORY SERVICES, LLC	Former SEC adviser	Feb 6, 2012	Feb 26, 2016	no	ST. LOUIS, MO	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Feb 8, 2012	no	Berwyn, PA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 17, 2008	Jun 1, 2009	no	BERWYN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FULCRUM ADVISORY SERVICES, LLC	R. F. LAFFERTY & CO., INC.	Feb 26, 2016	Apr 1, 2016	35	Firm change	Other
MORGAN STANLEY	FULCRUM ADVISORY SERVICES, LLC	Feb 8, 2012	Feb 6, 2012	-2	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ R. F. LAFFERTY & CO., INC.Registered adviserregistration: current employment
Apr 1, 2016 to presentfactForm ADV
→ FULCRUM ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Feb 6, 2012 to Feb 26, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Feb 8, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 17, 2008 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.