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RIA / WealthAdvisor26 years in industry

STEPHEN PAUL GIORDANO

Advisor at WOODMONT WEALTH MANAGEMENT, LLC`

HUNTINGDON VALLEY, PA

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Search this name across graphsid dfx:ria:e8375759-e6bf-d037-c21a-3e61fb8a856d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 20, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WOODMONT WEALTH MANAGEMENT, LLC`
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 26, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 26, 2000
First registration: Nov 20, 2002
Dual registered: no
Other names: GIORDANO STEVE
IAPD individual key: 3245246

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WOODMONT WEALTH MANAGEMENT, LLC`	State registered	May 15, 2026	n/a	yes	HUNTINGDON VALLEY, PA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	Mar 15, 2026	no	HUNTINGDON VALLEY, PA	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Jun 22, 2016	Sep 5, 2025	no	Huntingdon Valley, PA\|DALLAS, TX\|Huntingdon Valley, PA	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Dec 3, 2015	Jun 10, 2016	no	HUNTINGDON VALLEY, PA\|MINNEAPOLIS, MN	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Nov 20, 2002	Jul 9, 2003	no	MOORESTOWN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	WOODMONT WEALTH MANAGEMENT, LLC`	Mar 15, 2026	May 15, 2026	61	Firm change	Ibd to state RIA
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	AVANTAX ADVISORY SERVICES	Jun 10, 2016	Jun 22, 2016	12	Firm change	Other
CHARLES SCHWAB & CO., INC.	QUESTAR ASSET MANAGEMENT, INC.	Jul 9, 2003	Dec 3, 2015	4,530	Firm change after gap	Other

Relationships

Registered with (5)

→ WOODMONT WEALTH MANAGEMENT, LLC`Registered adviserregistration: current employment
May 15, 2026 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Sep 5, 2025 to Mar 15, 2026factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Jun 22, 2016 to Sep 5, 2025factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 3, 2015 to Jun 10, 2016factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Nov 20, 2002 to Jul 9, 2003factForm ADV

Dated events

Occurred
Mar 15, 2026
Advisor changed firm
Stephen Paul Giordano left Cetera Investment Advisers Llc for Woodmont Wealth Management, Llc` (registered 2026-05-15)
Form ADVobserved 4 days ago