DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••••• P••• G•••••••

W••••••• W••••• M••••••••• L•••state registeredHuntingdon Valley, PaIA-onlyIAPD 3245246

Feed of 09/14/2026

Also filed as G••••••• Steve

At current firm

0 y

since May 15, 2026

In the industry

26 y

since Apr 26, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••••• W••••• M••••••••• L••• state registered current
since May 15, 2026 · Huntingdon Valley, Pa
C••••• I••••••••• A••••••• L•• BD affiliated
Sep 5, 2025 to Mar 15, 2026 · Huntingdon Valley, Pa
A•••••• A••••••• S••••••• former
Jun 22, 2016 to Sep 5, 2025 · Huntingdon Valley, Pa
Q•••••• A•••• M••••••••• I••• former
Dec 3, 2015 to Jun 10, 2016 · Huntingdon Valley, Pa
C•••••• S••••• • C••• I••• national BD
Nov 20, 2002 to Jul 9, 2003 · Moorestown, Nj

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to W••••••• W••••• M••••••••• L•••
left Mar 15, 2026, registered May 15, 2026 (61 days) · Affiliated broker-dealer or bank to a state-registered adviser
A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
Q•••••• A•••• M••••••••• I••• to A•••••• A••••••• S•••••••
left Jun 10, 2016, registered Jun 22, 2016 (12 days) · Other
C•••••• S••••• • C••• I••• to Q•••••• A•••• M••••••••• I•••
left Jul 9, 2003, registered Dec 3, 2015 (4530 days) · Other

Signals

S•••••• P••• G••••••• left C••••• I••••••••• A••••••• L•• for W••••••• W••••• M••••••••• L••• (registered 2026-05-15)
Mar 15, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address