DFX Intelligence

L•• R••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)19 years in industry

L•• R••••• J••••••

Advisor at C••••• I••••••••• A••••••• L••

PHILADELPHIA, PA

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Search this name across graphsid dfx:ria:e843eb11-64e8-f03b-24e9-6482b2d8bd00

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 27, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 3, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jan 27, 2025	n/a	yes	PHILADELPHIA, PA	Current employment
G•••• V••••• A•••••• G••••• L••	Independent wealth	Feb 17, 2016	Jan 27, 2025	no	Paoli, PA\|BERWYN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• V••••• A•••••• G••••• L••	C••••• I••••••••• A••••••• L••	Jan 27, 2025	Jan 27, 2025	0	Firm change	RIA to ibd
W•••• F•••• A•••••••	G•••• V••••• A•••••• G••••• L••	Feb 8, 2016	Feb 17, 2016

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jan 27, 2025 to presentfactForm ADV
→ G•••• V••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Feb 17, 2016 to Jan 27, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 27, 2009 to Feb 8, 2016factForm ADV

Dated events

Occurred
Jan 27, 2025
A•••••• firm change
L•• R••••• J•••••• left G•••• V••••• A•••••• G••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2025-01-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e843eb11-64e8-f03b-24e9-6482b2d8bd00
First observed: Apr 27, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.