DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
ELMSFORD, NY | HOPEWELL JUNCTION, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Nov 12, 2025 | n/a | yes | HOPEWELL JUNCTION, NY|ELMSFORD, NY | Current employment |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | May 25, 2022 | Nov 19, 2025 | no | TARRYTOWN, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••• A••••• S••••••••• L•• | L•• F•••••••• L•• | Nov 19, 2025 | Nov 12, 2025 | -7 | Firm change | Ibd to ibd |
| N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | P••• A••••• S••••••••• L•• | Nov 3, 2015 | May 25, 2022 |
| N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | Former SEC adviser | Mar 24, 2014 | Nov 3, 2015 | no | MAHOPAC, NY|RED HOOK, NY | Previous registration |
| 2,395 |
| Firm change after gap |
| Other |