RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• M••••••• B•••••
- L•• F•••••••• L•• BD affiliated currentsince Nov 12, 2025 · Hopewell Junction, Ny
- P••• A••••• S••••••••• L•• BD affiliatedMay 25, 2022 to Nov 19, 2025 · Tarrytown, Ny
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerMar 24, 2014 to Nov 3, 2015 · Mahopac, Ny
- P••• A••••• S••••••••• L•• to L•• F•••••••• L••left Nov 19, 2025, registered Nov 12, 2025 (-7 days) · Affiliated broker-dealer or bank to another
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to P••• A••••• S••••••••• L••left Nov 3, 2015, registered May 25, 2022 (2395 days) · Other
- L••• M••••••• B••••• left P••• A••••• S••••••••• L•• for L•• F•••••••• L•• (registered 2025-11-12)Nov 19, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address