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R••••••• O••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

R••••••• O••• G••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Calhoun, GA | Acworth, GA

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Search this name across graphsid dfx:ria:e853257c-ba80-9361-78ae-9f68c8456cb4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 3, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 25, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Nov 25, 2025	n/a	yes	Acworth, GA\|Calhoun, GA	Current employment
D•••••• L••• S••••• L••	Former SEC adviser	Jan 7, 2026	Apr 3, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••• L••• S••••• L••	n/a	Apr 3, 2026	n/a	n/a	Departure no registered destination	Departure
D•••••• L••• S••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 31, 2025	Nov 25, 2025

Relationships

Registered with (6)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Nov 25, 2025 to presentfactForm ADV
→ D•••••• L••• S••••• L••Registered adviserregistration: previous registration
Jan 7, 2026 to Apr 3, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 15, 2015 to Aug 10, 2020factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Apr 3, 2026
Advisor departed, no destination yet
R••••••• O••• G•••• no longer registered at D•••••• L••• S••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e853257c-ba80-9361-78ae-9f68c8456cb4
First observed: Sep 3, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.