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Advisor at MAIN STREET FINANCIAL ADVISORS
JUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAIN STREET FINANCIAL ADVISORS | State registered | Mar 30, 2016 | n/a | yes | JUSTIN, TX | Current employment |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Oct 29, 2002 | Jun 1, 2004 | no | SOUTHLAKE, TX | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Sep 12, 2001 | Oct 9, 2002 | no | SOUTHLAKE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT SERVICES LLC | MAIN STREET FINANCIAL ADVISORS | Jun 1, 2004 | Mar 30, 2016 | 4,320 | Firm change after gap | Other |
| OSAIC FA, INC. | CETERA INVESTMENT SERVICES LLC | Oct 9, 2002 | Oct 29, 2002 | 20 | Firm change | Other |