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Advisor at GRADIENT WEALTH MANAGEMENT
ARDEN HILLS, MN | Gilbert, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GRADIENT WEALTH MANAGEMENT | Bd affiliated wealth | May 12, 2015 | n/a | yes | ARDEN HILLS, MN|ARDEN HILLS, MN|Gilbert, AZ | Current employment |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | May 25, 2012 | May 20, 2015 | no | SAN DIEGO, CA | Previous registration |
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | Former SEC adviser | Sep 2, 2004 | May 25, 2012 | no | YOUNGSTOWN, OH|CHANDLER, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST ALLIED ADVISORY SERVICES, INC. | GRADIENT WEALTH MANAGEMENT | May 20, 2015 | May 12, 2015 | -8 | Firm change | Other |
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | FIRST ALLIED ADVISORY SERVICES, INC. | May 25, 2012 | May 25, 2012 | 0 | Firm change | Other |