DFX Intelligence

K•••••• L••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

K•••••• L••• L•••••

Advisor at A•••••••• C•••••• M••••••••• L••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:e85e1a6b-7c86-51d7-22a0-ab0af0588b8d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• C•••••• M••••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Sep 12, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• C•••••• M••••••••• L••	Other adviser	Feb 6, 2025	n/a	yes	LOS ANGELES, CA	Current employment
M••••• S••••••	Wirehouse	Jun 1, 2009	May 7, 2024	no	PURCHASE, NY\|PURCHASE, NY\|New York, NY\|New York, NY\|New York, NY\|PURCHASE, NY\|New York, NY\|New York, NY\|New York, NY\|New York, NY\|New York, NY\|New York, NY\|New York, NY\|NEW YORK, NY\|Purchase, NY\|PURCHASE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	A•••••••• C•••••• M••••••••• L••	May 7, 2024	Feb 6, 2025	275	Firm change	Other
C•••••••• G••••• M•••••• I•••	M••••• S••••••	Jun 1, 2009	Jun 1, 2009

Relationships

Registered with (3)

→ A•••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Feb 6, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to May 7, 2024factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Apr 27, 2006 to Jun 1, 2009factForm ADV

Dated events

Occurred
May 7, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e85e1a6b-7c86-51d7-22a0-ab0af0588b8d
First observed: Apr 27, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.