DFX Intelligence

J•••••• P••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor20 years in industry

J•••••• P••• K••••••

Advisor at R••• C•••••• P•••••••

JOHNSON CITY, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e861b7d3-ba95-5834-54e7-33848260835c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 8, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••• C•••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 7, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••• C•••••• P•••••••	Independent wealth	Aug 17, 2024	n/a	yes	JOHNSON CITY, TN	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 6, 2015	Aug 13, 2015	no	FAYETTEVILLE, TN\|HUNTSVILLE, AL\|SCOTTSBORO, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• L••	L•• F•••••••• L••	Nov 8, 2016	May 6, 2015	-552	Firm change after gap	Other
G••• W••••• A•••••••• I•••	C••• L••	Nov 30, 2015	Aug 20, 2014

Relationships

Registered with (5)

→ R••• C•••••• P•••••••Registered adviserregistration: current employment
Aug 17, 2024 to presentfactForm ADV
→ C••• L••Registered adviserregistration: previous registration
Aug 20, 2014 to Nov 8, 2016factForm ADV
→ G••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 17, 2008 to Nov 30, 2015factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e861b7d3-ba95-5834-54e7-33848260835c
First observed: Nov 8, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.