RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• P••• K••••••
- R••• C•••••• P••••••• independent RIA currentsince Aug 17, 2024 · Johnson City, Tn
- L•• F•••••••• L•• BD affiliatedMay 6, 2015 to Aug 13, 2015 · Fayetteville, Tn
- C••• L•• BD affiliatedAug 20, 2014 to Nov 8, 2016 · Kingsport, Tn
- G••• W••••• A•••••••• I••• formerJan 17, 2008 to Nov 30, 2015 · Kingsport, Tn
- L•• F•••••••• L•• BD affiliatedJul 3, 2007 to Apr 2, 2015 · Kingsport, Tn
- U•• F•••••••• S••••••• I••• wirehouseNov 8, 2005 to Nov 21, 2006 · Jackson, Tn
- C••• L•• to L•• F•••••••• L••left Nov 8, 2016, registered May 6, 2015 (-552 days) · Other
- G••• W••••• A•••••••• I••• to C••• L••left Nov 30, 2015, registered Aug 20, 2014 (-467 days) · Other
- L•• F•••••••• L•• to R••• C•••••• P•••••••left Aug 13, 2015, registered Aug 17, 2024 (3292 days) · Other
- L•• F•••••••• L•• to G••• W••••• A•••••••• I•••left Apr 2, 2015, registered Jan 17, 2008 (-2632 days) · Other
- U•• F•••••••• S••••••• I••• to L•• F•••••••• L••left Nov 21, 2006, registered Jul 3, 2007 (224 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address