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Advisor at ROBERT W. BAIRD & CO. INCORPORATED
Columbia, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Jun 16, 2021 | n/a | yes | Columbia, TN | Current employment |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Sep 4, 2020 | Jun 14, 2021 | no | Columbia, TN|Franklin, TN | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Sep 9, 2020 | no | Franklin, TN|COLUMBIA, TN | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Nov 7, 2008 | Jun 1, 2009 | no | COLUMBIA, TN|COLUMBIA, TN|FRANKLIN, TN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 12, 2000 | Nov 10, 2008 | no | COLUMBIA, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | ROBERT W. BAIRD & CO. INCORPORATED | Sep 9, 2020 | Sep 4, 2020 | -5 | Firm change | Wirehouse to RIA |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY & CO. LLC | Nov 10, 2008 | Nov 7, 2008 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:8158:TN:2020-09-09 | Sep 9, 2020 | Sep 4, 2020 | COLUMBIA, TN | Firm change |