DFX Intelligence
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Reading the graph
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Advisor at A•• C•••••••••
COTTONWOOD HEIGHTS, UT | Westfield, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•• C••••••••• | Institutional manager | Aug 14, 2026 | n/a | yes | Westfield, IN|COTTONWOOD HEIGHTS, UT | Current employment |
| O••••••••• S••••••••• I••• | Bd affiliated wealth | Feb 26, 2020 | Dec 31, 2024 | no | INDIANAPOLIS, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O••••••••• S••••••••• I••• | A•• C••••••••• | Dec 31, 2024 | Aug 14, 2026 | 591 | Firm change after gap | Other |
| C•••••• C••••• G••••• I••• | O••••••••• S••••••••• I••• | Dec 16, 2019 | Feb 26, 2020 |
| C•••••• C••••• G••••• I••• | No RAUM reported | Dec 20, 2017 | Dec 16, 2019 | no | CARMEL, IN | Previous registration |
| 72 |
| Firm change |
| Other |