DFX Intelligence

W•••••• I••••••••• C••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

W•••••• I••••••••• C••••••• I••

W•••••• I••••••••• C•••••• INC, CRD 104913

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e87095f2-6b55-6c4d-d8a9-3660a55ee295

Data as of Apr 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 1
Observed: Mar 16, 2012 to Apr 14, 2026
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

W•••••• I••••••••• C••••••• I••

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1B••• Locked
Discretionary RAUM: $1.1B
Private client RAUM: $1.0Bderived••• Locked
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $224Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• P••••• W••••••	Chartered Financial Analyst\|Chartered Investment C••••••or	BOSTON, MA	32	37	n/a	no
M•••••• F•••••• C•••••••	Chartered Financial Analyst\|Chartered Investment C••••••or	BOSTON, MA	25	29

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• M••••••• F••••••	PRESIDENT, DIRECTOR	C	yes	07/2014	Apr 14, 2026	Apr 14, 2026
G•••••• S••••• M••••••	VICE PRESIDENT, DIRECTOR, TREASURER, DIRECTOR OF RESEARCH	B	yes	07/2014	Apr 14, 2026	Apr 14, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$1.1B	3.3%	$592M	23.6%	11	11	0	0

Relationships

Owns (1)

← G•••••• D••••• P••••••OwnerCHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS, ownership code NA, individual
Apr 14, 2026 to presentfactForm ADV

Controls (3)

← W••••••• J•••• P•••••OwnerCHAIRMAN, DIRECTOR, ownership code C, individual
Apr 14, 2026 to presentfactForm ADV
← G•••••• S••••• M••••••OwnerVICE PRESIDENT, DIRECTOR, TREASURER, DIRECTOR OF RESEARCH, ownership code B, individual
Apr 14, 2026 to presentfactForm ADV
← C•••••••• M••••••• F••••••OwnerPRESIDENT, DIRECTOR, ownership code C, individual

Dated events

Occurred
Mar 11, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$431M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e87095f2-6b55-6c4d-d8a9-3660a55ee295
First observed: Mar 16, 2012
Last observed: Apr 14, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.