DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••••• I••••••••• C••••••• I••
Legal name W•••••• I••••••••• C•••••• I••
Latest filing Apr 14, 2026
First filing on the tape Mar 16, 2012 · 22 filings
SEC status approved since Sep 14, 1989
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
91%
$1.0B individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$224M
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$1.1B as of Apr 14, 2026
Mar 16, 2012$267M then
HNW client RAUM$1.0B as of Apr 14, 2026
Mar 9, 2018$441M then
State-registered IARs (5.B.3)5 as of Apr 14, 2026
Mar 16, 20120 then
Employees (5.A)11 as of Apr 14, 2026
Mar 19, 20138 then
Private funds: no history
RAUM +3.3% over the last fiscal year+24% a year over threeIARs 3 to 5
Practice profile
derived from the filing of Apr 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $224MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.7MderivedHNW RAUM over HNW clients
- Average account
- $5.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +67%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.0B93%
- Charitable organizations$68.3M6.3%
- Individuals$11.3M1.0%
- Individual clients
- 19reported
- HNW clients
- 177reported
- Pension plan clients
- n/areported
- Charitable clients
- 15reported
- Accounts
- 212reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• P••••• W••••••Chartered Financial Analyst, Chartered Investment Counselor | Boston, Ma | Apr 14, 1994 | 37 y | 0 |
| M•••••• F•••••• C•••••••Chartered Financial Analyst, Chartered Investment Counselor | Boston, Ma | Jan 1, 2001 | 29 y | 0 |
| S•••• M•••••• G•••••Chartered Financial Analyst | Boston, Ma | Nov 18, 2013 | 20 y | 0 |
| Z••• F•••Chartered Financial Analyst | Boston, Ma | Mar 5, 2026 | 10 y | 0 |
| A•••• K•••Chartered Financial Analyst | Boston, Ma | Mar 10, 2026 | 16 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••••• M••••••• F•••••• · President, Directorcontrolsince 07/2014 · owns 25% to 50%
- G•••••• S••••• M•••••• · Vice President, Director, Treasurer, Director Of Researchcontrolsince 07/2014 · owns 10% to 25%
- W••••••• J•••• P••••• · Chairman, Directorcontrolsince 07/2014 · owns 25% to 50%
- G•••••• D••••• P•••••• · Chief Compliance Officer, Director Of Operationssince 03/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 5 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 205 to 212Mar 11, 2025 to Mar 16, 2026
- HNW clients · 170 to 177Mar 11, 2025 to Mar 16, 2026
- State-registered IARs · 3 to 5Mar 11, 2025 to Mar 16, 2026
- Discretionary RAUM · $1.1B to $1.1BMar 11, 2025 to Mar 16, 2026
- HNW RAUM · $959M to $1.0BMar 11, 2025 to Mar 16, 2026
- Individual RAUM · $12.7M to $11.3MMar 11, 2025 to Mar 16, 2026
- RAUM · $1.1B to $1.1BMar 11, 2025 to Mar 16, 2026
- Accounts · 106 to 205Jun 13, 2024 to Mar 11, 2025
- Advisory employees · 5 to 6Jun 13, 2024 to Mar 11, 2025
- Charity clients · 12 to 15Jun 13, 2024 to Mar 11, 2025
- HNW clients · 83 to 170Jun 13, 2024 to Mar 11, 2025
- Individual clients · 10 to 19Jun 13, 2024 to Mar 11, 2025
- Employees · 9 to 11Jun 13, 2024 to Mar 11, 2025
- Financial planning clients · 0 to 0Jun 13, 2024 to Mar 11, 2025
- Discretionary RAUM · $651M to $1.1BJun 13, 2024 to Mar 11, 2025
- HNW RAUM · $572M to $959MJun 13, 2024 to Mar 11, 2025
- Individual RAUM · $7.0M to $12.7MJun 13, 2024 to Mar 11, 2025
- RAUM · $651M to $1.1BJun 13, 2024 to Mar 11, 2025
- Accounts · 103 to 106Mar 28, 2023 to Mar 21, 2024
- HNW clients · 81 to 83Mar 28, 2023 to Mar 21, 2024
- Individual clients · 9 to 10Mar 28, 2023 to Mar 21, 2024
- Discretionary RAUM · $592M to $651MMar 28, 2023 to Mar 21, 2024
- HNW RAUM · $501M to $572MMar 28, 2023 to Mar 21, 2024
- Individual RAUM · $7.0M to $7.0MMar 28, 2023 to Mar 21, 2024
- RAUM · $592M to $651MMar 28, 2023 to Mar 21, 2024
- Accounts · 100 to 103Mar 28, 2022 to Mar 27, 2023
- HNW clients · 80 to 81Mar 28, 2022 to Mar 27, 2023
- Individual clients · 7 to 9Mar 28, 2022 to Mar 27, 2023
- Employees · 8 to 9Mar 28, 2022 to Mar 27, 2023
- Discretionary RAUM · $656M to $592MMar 28, 2022 to Mar 27, 2023
- HNW RAUM · $546M to $501MMar 28, 2022 to Mar 27, 2023
- Individual RAUM · $5.7M to $7.0MMar 28, 2022 to Mar 27, 2023
- RAUM · $656M to $592MMar 28, 2022 to Mar 27, 2023
- Accounts · 96 to 100Mar 24, 2021 to Mar 28, 2022
- Advisory employees · 6 to 5Mar 24, 2021 to Mar 28, 2022
- HNW clients · 76 to 80Mar 24, 2021 to Mar 28, 2022
- Employees · 9 to 8Mar 24, 2021 to Mar 28, 2022
- Discretionary RAUM · $640M to $656MMar 24, 2021 to Mar 28, 2022
- HNW RAUM · $488M to $546MMar 24, 2021 to Mar 28, 2022
- Individual RAUM · $5.3M to $5.7MMar 24, 2021 to Mar 28, 2022
Signals
1 dated events
- W•••••• I••••••••• C••••••• I•• reported RAUM $1.1B, up 66% from $651.3M (2024-06-13 to 2025-03-11)Mar 11, 2025 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- W•••••• I••••••••• C••••••• I•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- i•••@w•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 617-951-0773reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 617-951-9969reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- W••••••INVEST.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 617-951-9969reportedpublic record, Form ADV, Apr 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $224Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026