DFX Intelligence

K•••••• E••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

K•••••• E••••• T•••••

Advisor at M•••••• W••••• M••••••••• L•

Walnut Creek, CA | SANTA BARBARA, CA

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Search this name across graphsid dfx:ria:e8711fae-da9c-0b03-59c6-6b33051a7847

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• W••••• M••••••••• L•
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 16, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• W••••• M••••••••• L•	Independent wealth	Feb 12, 2019	n/a	yes	SANTA BARBARA, CA\|Walnut Creek, CA	Current employment
M••••••• T•• L••	Independent wealth	Oct 25, 2012	Jul 17, 2018	no	SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• T•• L••	M•••••• W••••• M••••••••• L•	Jul 17, 2018	Feb 12, 2019	210	Firm change	RIA to RIA
M••••• S••••••	M••••••• T•• L••	Oct 19, 2012	Oct 25, 2012

Relationships

Registered with (4)

→ M•••••• W••••• M••••••••• L•Registered adviserregistration: current employment
Feb 12, 2019 to presentfactForm ADV
→ M••••••• T•• L••Registered adviserregistration: previous registration
Oct 25, 2012 to Jul 17, 2018factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Oct 19, 2012factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e8711fae-da9c-0b03-59c6-6b33051a7847
First observed: Mar 19, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.