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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

REDW STANLEY WEALTH ADVISORS, LLC

CRD 166817

ALBUQUERQUE, NM

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Search this name across graphsid dfx:ria:e87b4310-3e27-42ed-2ff4-a197f94af3f9

Data as of Jul 15, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 1
On other graphs: 0
Observed: Feb 22, 2013 to Jul 15, 2016
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.2MItem 5.F on the latest filing (2016-07-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 0
Accounts: 9
Custody, client assets: $469,792
SEC number: 801-77688
CRD: 166817
Filings on the tape: 10
First filed: Feb 22, 2013
Latest filed: Jul 15, 2016
Organised: Limited Liability Company, New Mexico

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
REDW LLC	SISTER COMPANY	Na	yes	10/1999	Feb 22, 2013	Jul 15, 2016
STANLEY, VIRGINIA, M K	CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL	A	yes	10/1999	Feb 22, 2013	Jul 15, 2016
ABALOS, SANDRA, ANN	Principal	A	no	11/2012	Feb 22, 2013	Jul 15, 2016
ALLEN, MICHAEL, TIMOTHY	Principal	Na	no	01/2012	Feb 22, 2013	Jul 15, 2016
COCHRAN, CAROL, MAYO	Principal	A	no	01/2003	Feb 22, 2013	Jul 15, 2016
COGAN, STEVEN, R	Principal	A	no	10/1999	Feb 22, 2013	Jul 15, 2016
FRIEFIELD, BARRY, R	Principal	Na	no	11/2012	Feb 22, 2013	Jul 15, 2016
FRIEND, THOMAS, L	Principal	Na	no	11/2012	Feb 22, 2013	Jul 15, 2016
HARRIS, STEPHEN, T	Principal	A	no	11/2012	Feb 22, 2013	Jul 15, 2016
MONTOYA, JAMES, FRANCISCO	Principal	Na	no	01/2008	Feb 22, 2013	Jul 15, 2016
RIVERA, RON, JAMES	Principal	B	no	01/1997	Feb 22, 2013	Jul 15, 2016
TRUJILLO, JAMES, D	Principal	A	no	01/2013	Feb 22, 2013	Jul 15, 2016
TYHURST, CHRISTOPHER, WAYNE	Principal	Na	no	01/2008	Feb 22, 2013	Jul 15, 2016
WILCOX, LISA, GAE	Principal	Na	no	01/2008	Feb 22, 2013	Jul 15, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
REDW STANLEY FINANCIAL ADVISORS, LLC	n/a	Mixed wealth	$869M	N	yes	n/a
ABG SOUTHWEST, LLC	n/a	n/a	n/a	N	yes	n/a
REDW, LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Phoenix	Az	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Feb 3, 2016	$1.1M	$1.1M	4	0	n/a	n/a	n/a
2014	Mar 10, 2015	$1.0M	$1.0M	3	0	n/a	n/a	n/a
2013	Mar 25, 2014	$1.1M	$1.1M	2	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$1.2M	$1.0M	15.1%	n/a	n/a	4	3	n/a	n/a

Relationships

Affiliated with (1)

→ REDW WEALTH LLCRegistered adviserother investment adviser, insurance company, common control
factForm ADV

Controls (2)

← STANLEY, VIRGINIA, M KOwnerCHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL, ownership code A, individual
Feb 22, 2013 to presentfactForm ADV
← REDW LLCOwnerSISTER COMPANY, ownership code NA, domestic entity
Feb 22, 2013 to presentfactForm ADV

Owns (12)

← COCHRAN, CAROL, MAYOOwnerPRINCIPAL, ownership code A, individual
Feb 22, 2013 to presentfactForm ADV
← COGAN, STEVEN, ROwnerPRINCIPAL, ownership code A, individual
Feb 22, 2013 to presentfactForm ADV
← RIVERA, RON, JAMESOwnerPRINCIPAL, ownership code B, individual
Feb 22, 2013 to presentfactForm ADV
← TRUJILLO, JAMES, DOwnerPRINCIPAL, ownership code A, individual
Feb 22, 2013 to presentfactForm ADV
← ABALOS, SANDRA, ANNOwnerPRINCIPAL, ownership code A, individual
Feb 22, 2013 to presentfactForm ADV
← MONTOYA, JAMES, FRANCISCOOwnerPRINCIPAL, ownership code NA, individual
Feb 22, 2013 to presentfactForm ADV
← TYHURST, CHRISTOPHER, WAYNEOwnerPRINCIPAL, ownership code NA, individual
Feb 22, 2013 to presentfactForm ADV
← WILCOX, LISA, GAEOwnerPRINCIPAL, ownership code NA, individual
Feb 22, 2013 to presentfactForm ADV
← ALLEN, MICHAEL, TIMOTHYOwnerPRINCIPAL, ownership code NA, individual
Feb 22, 2013 to presentfactForm ADV
← FRIEFIELD, BARRY, ROwnerPRINCIPAL, ownership code NA, individual
Feb 22, 2013 to presentfactForm ADV
← FRIEND, THOMAS, LOwnerPRINCIPAL, ownership code NA, individual
Feb 22, 2013 to presentfactForm ADV
← HARRIS, STEPHEN, TOwnerPRINCIPAL, ownership code A, individual
Feb 22, 2013 to presentfactForm ADV

Registered with (2)

← PAUL LUIS MADRIDAdvisorregistration: previous registration
Oct 22, 2015 to Dec 13, 2016factForm ADV
← MELISSA NUNEZAdvisorregistration: previous registration
Oct 22, 2015 to Dec 13, 2016factForm ADV

Dated events

Occurred
Feb 22, 2013
First Form ADV filing
Redw Stanley Wealth Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e87b4310-3e27-42ed-2ff4-a197f94af3f9
First observed: Feb 22, 2013
Last observed: Jul 15, 2016 123 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

REDW STANLEY WEALTH ADVISORS, LLC

CRD 166817

ALBUQUERQUE, NM

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e87b4310-3e27-42ed-2ff4-a197f94af3f9

Data as of Jul 15, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:59 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

REDW LLC

SISTER COMPANY

yes

10/1999

Feb 22, 2013

Jul 15, 2016

STANLEY, VIRGINIA, M K

CHIEF COMPLIANCE OFFICER, MANAGING PRINCIPAL

yes

10/1999

Feb 22, 2013

Jul 15, 2016

ABALOS, SANDRA, ANN

Principal

11/2012

Feb 22, 2013

Jul 15, 2016

ALLEN, MICHAEL, TIMOTHY

Principal

01/2012

Feb 22, 2013

Jul 15, 2016

COCHRAN, CAROL, MAYO

Principal

01/2003

Feb 22, 2013

Jul 15, 2016

COGAN, STEVEN, R

Principal

10/1999

Feb 22, 2013

Jul 15, 2016

FRIEFIELD, BARRY, R

Principal

11/2012

Feb 22, 2013

Jul 15, 2016

FRIEND, THOMAS, L

Principal

11/2012

Feb 22, 2013

Jul 15, 2016

HARRIS, STEPHEN, T

Principal

11/2012

Feb 22, 2013

Jul 15, 2016

MONTOYA, JAMES, FRANCISCO

Principal

01/2008

Feb 22, 2013

Jul 15, 2016

RIVERA, RON, JAMES

Principal

01/1997

Feb 22, 2013

Jul 15, 2016

TRUJILLO, JAMES, D

Principal

01/2013

Feb 22, 2013

Jul 15, 2016

TYHURST, CHRISTOPHER, WAYNE

Principal

01/2008

Feb 22, 2013

Jul 15, 2016

WILCOX, LISA, GAE

Principal

01/2008

Feb 22, 2013

Jul 15, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

REDW STANLEY FINANCIAL ADVISORS, LLC

n/a

Mixed wealth

$869M

yes

n/a

ABG SOUTHWEST, LLC

n/a

yes

n/a

REDW, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Phoenix

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Feb 3, 2016

$1.1M

n/a

2014

Mar 10, 2015

$1.0M

n/a

2013

Mar 25, 2014

$1.1M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$1.2M

$1.0M

15.1%

n/a