DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Redw Stanley Wealth Advisors, LLC

Former SEC-registered adviserAlbuquerque, New MexicoCRD 166817SEC 801-77688IAPD
Latest filing Jul 15, 2016
First filing on the tape Feb 22, 2013 · 10 filings
RAUM
$1.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
0 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$1.1M as of Feb 3, 2016
Mar 25, 2014$1.1M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 3, 2016
Mar 25, 20142 then
Employees (5.A)4 as of Feb 3, 2016
Mar 25, 20142 then
Private funds: no history
RAUM +15% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jul 15, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$130,618derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+5.4%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client securities (9.A.1.b)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
9reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • M K Virginia Stanley · Chief Compliance Officer, Managing Principalcontrol
    since 10/1999 · owns 5% to 10%
  • Ann Sandra Abalos · Principal
    since 11/2012 · owns 5% to 10%
  • Timothy Michael Allen · Principal
    since 01/2012 · owns less than 5%
  • Mayo Carol Cochran · Principal
    since 01/2003 · owns 5% to 10%
  • R Steven Cogan · Principal
    since 10/1999 · owns 5% to 10%
  • R Barry Friefield · Principal
    since 11/2012 · owns less than 5%
  • L Thomas Friend · Principal
    since 11/2012 · owns less than 5%
  • T Stephen Harris · Principal
    since 11/2012 · owns 5% to 10%
  • Francisco James Montoya · Principal
    since 01/2008 · owns less than 5%
  • James Ron Rivera · Principal
    since 01/1997 · owns 10% to 25%
  • D James Trujillo · Principal
    since 01/2013 · owns 5% to 10%
  • Wayne Christopher Tyhurst · Principal
    since 01/2008 · owns less than 5%
  • Gae Lisa Wilcox · Principal
    since 01/2008 · owns less than 5%
Entity owners
  • Redw LLC · Sister Company
    direct · owns less than 5%
Related persons
Schedule D 7.A
  • Abg Southwest, LLC
    LP sponsorn
  • Redw Wealth LLC
    investment adviserinsurancenRAUM $869M
  • Redw, LLC
    insurancey
Offices
Schedule D 1.F, the 25 largest
  • Phoenix, AZ
What changed
consecutive filings, newest first
  • Discretionary RAUM · $1.1M to $1.2M
    Feb 3, 2016 to Jul 15, 2016
  • RAUM · $1.1M to $1.2M
    Feb 3, 2016 to Jul 15, 2016
  • Assets in custody · $466,148 to $469,792
    Nov 6, 2015 to Feb 3, 2016
  • Employees · 5 to 4
    Nov 6, 2015 to Feb 3, 2016
  • Insurance-licensed employees · 5 to 4
    Nov 6, 2015 to Feb 3, 2016
  • Discretionary RAUM · $1.1M to $1.1M
    Nov 6, 2015 to Feb 3, 2016
  • RAUM · $1.1M to $1.1M
    Nov 6, 2015 to Feb 3, 2016
  • Assets in custody · unset to 466148.0
    Mar 10, 2015 to Aug 28, 2015
  • Employees · 3 to 5
    Mar 10, 2015 to Aug 28, 2015
  • Insurance-licensed employees · 3 to 5
    Mar 10, 2015 to Aug 28, 2015
  • Discretionary RAUM · $1.0M to $1.1M
    Mar 10, 2015 to Aug 28, 2015
  • RAUM · $1.0M to $1.1M
    Mar 10, 2015 to Aug 28, 2015
  • Advisory employees · 2 to 0
    Sep 8, 2014 to Mar 10, 2015
  • Employees · 2 to 3
    Sep 8, 2014 to Mar 10, 2015
  • Insurance-licensed employees · 2 to 3
    Sep 8, 2014 to Mar 10, 2015
  • State-registered IARs · 2 to 0
    Sep 8, 2014 to Mar 10, 2015
  • Discretionary RAUM · $1.0M to $1.0M
    Sep 8, 2014 to Mar 10, 2015
  • RAUM · $1.0M to $1.0M
    Sep 8, 2014 to Mar 10, 2015
  • Discretionary RAUM · $1.1M to $1.0M
    Mar 25, 2014 to Sep 8, 2014
  • RAUM · $1.1M to $1.0M
    Mar 25, 2014 to Sep 8, 2014
  • Accounts · unset to 9.0
    Mar 28, 2013 to Mar 25, 2014
  • Discretionary RAUM · unset to 1055653.0
    Mar 28, 2013 to Mar 25, 2014
  • Non-discretionary RAUM · unset to 0.0
    Mar 28, 2013 to Mar 25, 2014
  • RAUM · unset to 1055653.0
    Mar 28, 2013 to Mar 25, 2014
  • Legal name · STANLEY, VIRGINIA M.K. to REDW STANLEY WEALTH ADVISORS, LLC
    Feb 22, 2013 to Mar 28, 2013
Signals
1 dated events
  • Redw Stanley Wealth Advisors, Llc filed its initial SEC registration (Form ADV)
    Feb 22, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026