DFX Intelligence

C••••••••• E••••• P••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

C••••••••• E••••• P••••• N•••••

Advisor at C• A••••••• I•••

BOCA RATON, FL

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Search this name across graphsid dfx:ria:e87fe161-86c0-2062-2463-e570347775ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 9, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 20, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• A••••••• I•••	Independent wealth	Jun 8, 2020	n/a	yes	BOCA RATON, FL	Current employment
S•••• A••••••• G••••• L••	n/a	Nov 24, 2020	Sep 19, 2025	no	JUPITER, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• A••••••• G••••• L••	n/a	Sep 19, 2025	n/a	n/a	Departure no registered destination	Departure
P•••••• A•••••• G••••• L••	C• A••••••• I•••	Jun 3, 2020	Jun 8, 2020	5

Relationships

Registered with (3)

→ C• A••••••• I•••Registered adviserregistration: current employment
Jun 8, 2020 to presentfactForm ADV
→ S•••• A••••••• G••••• L••Registered adviserregistration: previous registration
Nov 24, 2020 to Sep 19, 2025factForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Feb 9, 2018 to Jun 3, 2020factForm ADV

Dated events

Occurred
Sep 19, 2025
A•••••• departure
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e87fe161-86c0-2062-2463-e570347775ce
First observed: Feb 9, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.