DFX Intelligence

B•••• P•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

B•••• P•••••• C•••••••

Advisor at B•• P•••••••• I•••

CEDAR RAPIDS, IA

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Search this name across graphsid dfx:ria:e88f4242-2e1b-c3d9-0560-498ab5768cb5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 16, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• P•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 30, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• P•••••••• I•••	Bd affiliated wealth	Dec 5, 2025	n/a	yes	CEDAR RAPIDS, IA	Current employment
M•••••• I••••••••• A••••••• L••	Former SEC adviser	Mar 17, 2016	Dec 31, 2016	no	MANCHESTER, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• S••••••••• A•••• M••••••••• L••	M•••••• I••••••••• A••••••• L••	Dec 5, 2025	Mar 17, 2016	-3,550	Firm change after gap	Other
M•••••• I••••••••• A••••••• L••	B•• P•••••••• I•••	Dec 31, 2016	Dec 5, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
282448:282140:MO:2025-12-05	Dec 5, 2025	Mar 17, 2016	MANCHESTER, MO	Firm change after gap
282140:119682:MO:2016-12-31	Dec 31, 2016	Dec 5, 2025	MANCHESTER, MO	Firm change after gap
38535:282448:MO:2016-04-13	Apr 13, 2016	Feb 23, 2016	MANCHESTER, MO	Firm change after gap

Relationships

Registered with (5)

→ B•• P•••••••• I•••Registered adviserregistration: current employment
Dec 5, 2025 to presentfactForm ADV
→ M•••••• S••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Feb 23, 2016 to Dec 5, 2025factForm ADV
→ M•••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 17, 2016 to Dec 31, 2016factForm ADV
→ M•••••• S••••••••• C••• I•••

Dated events

Occurred
Dec 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e88f4242-2e1b-c3d9-0560-498ab5768cb5
First observed: Jun 16, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.