DFX Intelligence

C••••••••• B•••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

C••••••••• B•••••• K••••

Advisor at S••••• M•••••••••

NORTH LITTLE ROCK, AR | Jupiter, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 28, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 10, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• M•••••••••	Independent wealth	Jul 13, 2023	n/a	yes	Jupiter, FL\|NORTH LITTLE ROCK, AR	Current employment
P•• A•••• M••••••••• C•••	Mixed wealth	Dec 16, 2019	Nov 3, 2023	no	Jupiter, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• A•••• M••••••••• C•••	S••••• M•••••••••	Nov 3, 2023	Jul 13, 2023	-113	Firm change after gap	RIA to RIA
B•••••• B•••••• F••••• O•••••	P•• A•••• M••••••••• C•••	Jan 6, 2020	Dec 16, 2019

Relationships

Registered with (6)

→ S••••• M•••••••••Registered adviserregistration: current employment
Jul 13, 2023 to presentfactForm ADV
→ P•• A•••• M••••••••• C•••Registered adviserregistration: previous registration
Dec 16, 2019 to Nov 3, 2023factForm ADV
→ B•••••• B•••••• F••••• O•••••Registered adviserregistration: previous registration
Nov 5, 2013 to Jan 6, 2020factForm ADV
→ L•• F•••••••• L••

Dated events

Order

Occurred
3 Nov 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 28, 2000
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.