DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Breland Kelly
Feed of 09/14/2026
At current firm
3 y
since Jul 13, 2023
In the industry
31 y
since Feb 10, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Sowell Management independent RIA currentsince Jul 13, 2023 · Jupiter, Fl
- Pvg Asset Management Corp mixed wealthDec 16, 2019 to Nov 3, 2023 · Jupiter, Fl
- Barclay Breland Family Office formerNov 5, 2013 to Jan 6, 2020 · Jupiter, Fl
- LPL Financial LLC BD affiliatedDec 8, 2005 to Apr 8, 2014 · Palm Beach Gardens, Fl
- Banc Of America Investment Services, Inc. unclassifiedAug 21, 2003 to Dec 5, 2005 · West Palm Beach, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 28, 2000 to Aug 25, 2003 · Palm Beach Gardens, Fl
Moves
a registration end followed by a registration begin elsewhere
- Pvg Asset Management Corp to Sowell Managementleft Nov 3, 2023, registered Jul 13, 2023 (-113 days) · RIA to RIA
- Barclay Breland Family Office to Pvg Asset Management Corpleft Jan 6, 2020, registered Dec 16, 2019 (-21 days) · RIA to RIA
- LPL Financial LLC to Barclay Breland Family Officeleft Apr 8, 2014, registered Nov 5, 2013 (-154 days) · Other
- Banc Of America Investment Services, Inc. to LPL Financial LLCleft Dec 5, 2005, registered Dec 8, 2005 (3 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Banc Of America Investment Services, Inc.left Aug 25, 2003, registered Aug 21, 2003 (-4 days) · Other
Signals
- Christopher Breland Kelly left Pvg Asset Management Corp for Sowell Management (registered 2023-07-13)Nov 3, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address